Tagged: ats

December 29, 2021 @ 11:53 am By JD Alois  |  

Wefunder is one of the leading investment crowdfunding platforms in the United States. A FINRA regulated funding portal, Wefunder is frequently the top offering platform when it comes to Reg CF offerings in any given month. In 2021, Wefunder published an “Impact Report” that highlighted… Read More

December 9, 2021 @ 4:42 pm By JD Alois  |  

Rialto Markets, a broker-dealer active in the crowdfunding sector, is raising growth capital under Reg CF. Rialto has selected NetCapital, a funding portal, to complete this funding round. According to the offering page, Rialto is seeking up to $4,999,999  of Series A-2 Units. The company… Read More

November 8, 2021 @ 7:05 am By Omar Faridi  |  

Last month, Sygnum had reportedly closed the subscription to its first Art Security Tokens (ASTs), representing the ownership rights to Picasso’s Fillette au béret painting. As noted in the announcement, this landmark initiative “enables investors to purchase and trade tokens in this 20th century masterpiece… Read More

November 1, 2021 @ 8:49 am By Erin Holloway  |  

Investment crowdfunding took off when the JOBS Act regulation went into effect back in 2016 and has become a booming industry in short order. We saw some significant regulatory changes in March of this year, with the Securities and Exchange Commission (SEC) confirming capital formation… Read More

October 27, 2021 @ 1:13 pm By JD Alois  |  

Shari Noonan, CEO of Rialto Markets, has issued a positive statement on investment crowdfunding while warning of “choppier waters” in the crypto sector and labeling NFTs [Non-Fungible Tokens] ” unregulated securities.” Rialto Markets is a FINRA regulated broker-dealer that offers securities under Reg CF (Regulation… Read More

October 25, 2021 @ 10:05 pm By JD Alois  |  

Arca Labs, part of digital asset firm Arca, has partnered with Oasis Pro Inc. (OPI) on a joint venture to create tokenized assets under the Investment Company Act of 1940. The partnership seeks to bring more regulated, tokenized financial products to investors. The “4o Act”… Read More

October 20, 2021 @ 11:54 am By JD Alois  |  

tZERO, a digital asset trading and support platform, has announced that it has received approval to settle and clear securities for itself as well as its broker-dealer affiliates, according to a note from the company. It will also support NMS securities, which are public securities… Read More

September 28, 2021 @ 12:25 pm By JD Alois  |  

Securitize, a digital securities ecosystem has fired up its alternative trading system (ATS) to enable the trading of security tokens. Securitize Markets is designed to provide investors access to invest in and trade a broad range of alternative assets, including private company equity, real estate,… Read More

September 27, 2021 @ 11:38 am By Omar Faridi  |  

IOHK and Oasis Pro have entered a partnership to create an alternative trading system that will use blockchain or distributed ledger technology (DLT) to open up participation “in primary bond markets to developing countries.” The two firms are teaming up to implement a bond issuance… Read More

August 26, 2021 @ 10:30 am By Omar Faridi  |  

tZERO, a key player in blockchain innovation and liquidity for digital assets, reveals that its wholly owned, FINRA member broker-dealer subsidiary, tZERO ATS, has teamed up with MarketSpace Capital, a real estate private equity company. Through the partnership, the firms will support the trading of… Read More

August 17, 2021 @ 1:42 pm By JD Alois  |  

Rialto Markets, a regulated alternative trading system (ATS), is looking to provide liquidity to the crowdfunding sector by enabling retail investors to sell or buy shares in securities issued under the Reg CF and Reg A+ exemptions. Rialto Markets CEO Shari Noonan says it is… Read More

August 2, 2021 @ 11:38 am By JD Alois  |  

tZERO ATS (alternative trading system) reports that it will list Exodus Movement, Inc. Class A common stock for secondary trading. Exodus issued securities under Reg A+, a securities exemption that allows the issuer to immediately trade shares on an exchange or ATS. Exodus closed its… Read More

June 29, 2021 @ 9:53 pm By Tony Zerucha  |  

Digital twin AI platform Cityzenith has joined forces with Rialto Markets’ new ATS. Rialto Markets will serve as deal manager for Cityzenith’s $15 million Regulation A+ raise. According to IBM, digital twins are virtual representations of objects or systems that span its entire lifecycle. Based… Read More

June 23, 2021 @ 6:54 pm By Tony Zerucha  |  

Oasis Pro, a US-regulated alternative trading system (ATS) that allows users to trade and pay for digital securities with digital cash, is the newest node operator on Polymesh, a security token-focused blockchain being built by Polymath that is currently in its testnet phase. This move… Read More

May 12, 2021 @ 12:10 pm By JD Alois  |  

tZERO, a blockchain-based ATS targeting the digital security sector, has partnered with Wunderfund – a Reg CF funding portal. Additionally, tZERO announced partnerships with Trellis Platform, a SaaS service for alternative assets, and OmniValley  – a digital community for startups. The new partnerships are expected… Read More

March 18, 2021 @ 9:39 pm By Samantha Hurst  |  

Netcapital Inc., the parent of crowdfunding platform Netcapital, recently announced it has formed a partnership with Rialto Markets, a registered broker-dealer operating an alternative trading system (ATS). Netcapital reported that through the partnership, it will use Rialto’s ATS to provide issuers and investors with the… Read More

February 17, 2021 @ 12:50 pm By JD Alois  |  

Silicon Prairie, a funding portal as well as a broker-dealer, has noted that it has filed for an Alternative Trading System (ATS) with the Securities and Exchange Commission. The intent is to provide liquidity for traditionally illiquid securities like securities issued under Reg CF in… Read More

January 13, 2021 @ 2:49 pm By JD Alois  |  

Trading private securities in the US entails certain compliance requirements that can make it difficult and a young Fintech is on a mission to make it easier. GUARDD, a startup looking to facilitate private security liquidity, has announced two new partnerships with Alternative Trading Systems… Read More

December 11, 2020 @ 10:12 am By JD Alois  |  

tZERO, a wholly owned subsidiary of Overstock (NASDAQ:OTCK), reports that it has integrated its broker-dealer with FlexTrade, an execution and order management platform, and thus D.A. Davidson & Co. may commence trading on the tZERO ATS. Davidson customers are now able to trade Overstock’s Series… Read More

November 16, 2020 @ 3:33 pm By Samantha Hurst  |  

tZERO, a blockchain-focused subsidiary of Overstock.com (NASDAQ:OSTK), announced on Monday its subsidiary, tZERO ATS, a FINRA member broker-dealer that operates an Alternative Trading System (ATS), has completed a technology integration with Refinitiv. According to tZERO, the integration will allow Refinitiv’s client base of institutions and broker-dealers… Read More