Tagged: iac

June 23, 2017 @ 7:11 pm By Jonathan Nieh  |  

    In a recent article published in the Hastings Law Journal (embedded below), Duke University School of Law Associate Professor Elisabeth de Fontenay discusses the relationship between the recent decline of IPOs and the deregulation of private capital. Professor Fontenay also spoke at the… Read More

June 14, 2017 @ 2:41 pm By JD Alois  |  

The Securities and Exchange Commission (SEC) has shared the agenda for the next meeting of the Investor Advisory Committee (IAC) meeting which is scheduled for June 22. The SEC said the committee will hold a discussion in the morning on capital formation for smaller companies… Read More

May 27, 2017 @ 11:41 am By JD Alois  |  

The SEC Investor Advisory Committee (IAC) has scheduled their next meeting for June 22, 2017, from 9:35AM to 2:35PM at the SEC Headquarters. The meeting is open to the public but will be live-streamed on the SEC website as well. As always, the public is… Read More

February 16, 2017 @ 2:54 pm By JD Alois  |  

The Securities and Exchange Commission has scheduled their first Investor Advisory Committee (IAC) meeting for 2017. The meeting will be held at the SEC offices in Washington, DC on Thursday, March 9 from 9:00 AM to 11:55 AM. These meetings are open to the public and… Read More

November 21, 2016 @ 4:02 pm By JD Alois  |  

The SEC has announced the agenda for the December 8 meeting of its Investor Advisory Committee (IAC).  At this forthcoming meeting, the IAC will discuss investor protection priorities for the New Year. It also will hear an update on the Commission’s response to the rulemaking… Read More

November 18, 2016 @ 3:35 pm By JD Alois  |  

The SEC Investor Advisory Committee (IAC) has set the date of its next meeting.  IAC will be meeting at SEC HQ on Thursday, December 8, 2016 from 9:30 a.m. until 3:00 p.m. (ET). The meeting is open to the public and will be Live-streamed on the… Read More

July 12, 2016 @ 9:56 am By JD Alois  |  

The Securities and Exchange Commission (SEC) has announced three new members of the Investor Advisory Committee (IAC).  The new members are: John Coates, John F. Cogan Jr. Professor of Law and Economics at Harvard Law School, and Research Director of the Center on the Legal… Read More

July 9, 2016 @ 9:23 am By JD Alois  |  

The SEC Investor Advisory Committee (IAC) has scheduled a meeting for Thursday, July 14, 2016.  The agenda for the IAC meeting is scheduled to include remarks from the SEC Commissioners; a discussion of the state of sustainability reporting; a discussion regarding investment company reporting modernization;… Read More

May 31, 2016 @ 6:30 pm By JD Alois  |  

The Securities and Exchange Commission (SEC) has scheduled its next meeting of the Investor Advisory Committee (IAC) for June 7th commencing at 11AM ET ending at 1230PM.  The committee will convene via a telephonic discussion. The public may dial in at: 1-888-240-3210, participant code 7250901. According… Read More

March 27, 2016 @ 6:42 pm By JD Alois  |  

The next meeting of the Investor Advisory Committee (IAC) is scheduled to take place at the offices of the Securities and Exchange Commission on April 14th. As always, the meeting is open to the public but most of the proceedings will be live-streamed on the… Read More

January 27, 2016 @ 2:17 pm By JD Alois  |  

The SEC Investor Advisory Committee met last week in Washington, DC. The periodic meeting was opened by Chair White who mentioned Title III retail crowdfunding specifically; “Regulation Crowdfunding becomes effective in May and funding portals can begin to register with the Commission later this month. … Read More

January 21, 2016 @ 7:42 am By JD Alois  |  

The Investor Advisory Committee is scheduled to convene today at the SEC headquarters in Washington, DC.  The agenda in the afternoon (on the schedule for 2PM) includes an update on crowdfunding rules. The presentation on investment crowdfunding includes the participation of two well known industry… Read More

January 8, 2016 @ 1:12 pm By JD Alois  |  

Unless winter happens to show up in our nation’s capital, the SEC’s Investor Advisory Committee is scheduled to meet at the Commission’s headquarters on January 21st. These meetings are open to the public but the SEC typically live-streams the proceedings so anyone may watch the… Read More

April 6, 2015 @ 1:14 pm By JD Alois  |  

The Investor Advisory Committee is scheduled to meet at the offices of the SEC this week on Thursday, April 9th from 9:30 a.m. until 4:00 p.m.  The meeting will be webcast on the Commission’s website. The agenda, as distributed by the SEC, is published below. Agenda: April 09, 2015,… Read More

March 20, 2015 @ 9:43 am By JD Alois  |  

The SEC Investor Advisory Committee (IAC) has scheduled their next gathering at F Street in DC to be held on April 9th.  The group is ostensibly an advocate on behalf of all investors but has a tendency to be more on the side of protection as opposed… Read More

December 22, 2014 @ 8:00 am By Erin Hobey  |  

Based in NYC,  Ingress Capital believes “you shouldn’t have to be a Silicon Valley insider to invest in the growth companies of tomorrow.” With its team’s combination of diverse operating experience including  startup founder, executives, and securities professionals, Ingress networks within the Consumer Technology, Media &… Read More

October 10, 2014 @ 11:22 am By Anthony Zeoli  |  

The Investor Advisory Committee (IAC) of the Securities and Exchange Commission (SEC) met yesterday to vote on the approval of its recommendations to the SEC for reforming the current definition of “accredited investor.” Most of the recommendations of the IAC call for changes to the… Read More

September 19, 2014 @ 12:41 pm By JD Alois  |  

As part of their regularly scheduled quarterly meetings, the Investor Advisory Committee (IAC) is planning to meet at the offices of the SEC on October 9th. The IAC, a mandated group under Dodd-Frank legislation, advises the SEC on various aspects of securities regulations.  One of the… Read More

August 21, 2014 @ 9:10 am By Barbara Roper  |  

When Congress passed the JOBS Act lifting the ban on general solicitation in offerings under Rule 506 of Regulation D, it turned these so-called “private” offerings into potentially very public ones.  Since Reg D offerings involving general solicitation can only be sold to “accredited” investors,… Read More

July 21, 2014 @ 8:18 am By Samuel Guzik  |  

Many of you are still reeling from the impact of the worldwide collapse of the financial markets in 2008. And most of us have rightfully observed that following one of the greatest debacles in financial history, no one has gone to jail – no one… Read More