Filing volume digest
Wednesday, Nov 4, 2026 (full day, per the EDGAR daily index): Reg D: 189 new Form D and 130 D/A filings. Reg CF: 1 new Form C (Solar Development Group LLC), 2 C/A (Satschel, Inc.), 2 C-U progress updates (Hawaiian Ola Brewing, Shippy Nation), 1 C-W withdrawal (Sparrow Vision) and 5 C-AR annual reports (Coco Nation, For Sure Nation, Valance Nation, W Motorhome Sales North America and ZeroT24 Nation). Reg A: no new Form 1-A; 1 1-A/A (Doroni Aerospace), 2 1-A POS (Modern Mining Technology, Tirios Propco Series), 1 1-K annual report (IdentifySensors Biologics) and 1 1-U current report (AtomBeam Technologies).
After 5 PM ET Wednesday through about 7 AM Thursday (EDGAR live feed): 50 more Form D and 9 D/A filings. AI3 Bio filed a $48.3M post-merger equity round and Vuelta Holdings reported $443M sold to one investor. The largest figures, Andersen Aggregator and AT Umbrella at $1.92B each, come from an internal reorganization with no cash paid. Barington Companies Equity Partners updated its hedge fund at $209.5M sold to 154 investors, and a wave of small Rule 506(b) venture SPVs from roll-up and angel-fund platforms filed overnight. No new Reg CF or Reg A filings overnight. Offering amounts are maximums, not money raised.
Thursday, about 7 to 8:10 AM ET (EDGAR live feed): A quiet open, with 1 new Form D and 2 D/A filings. MCP Emerging Markets LLP, a London fund, amended its notice to report $52.5M sold to 4 investors with a $1M minimum, and Metari Technologies, a London environmental services company, updated an $8.08M equity raise that reports about $12,800 sold. VERTEXDE Ltd of Denver filed a new notice reporting $100M sold to 10,000 investors with a first sale dated today, figures that are unusual for a first filing. No new Reg A, Form C or C-AR filings in this window. Offering amounts are maximums, not money raised.
Thursday, about 8:10 to 9:05 AM ET (EDGAR live feed): 5 new Form D filings and no D/A, Reg A, Form C or C-AR activity. WG Wayzata DST, a Bloomington, Minnesota commercial Delaware statutory trust sponsored by Exchange Realty, filed a first-time notice for an $11.1 million Rule 506(c) equity offering, reporting $1.31 million sold to 2 investors with a $50,000 minimum and Metric Financial listed for sales compensation. Four small Claymont, Delaware series LLC vehicles tied to the CGF platform also filed fully sold Rule 506(b) notices between $37,000 and $61,500 (FLI 10267, WTI 1026, MOE Collective Enterprise and Mom Snacks Apr 2025). Offering amounts are maximums, not money raised.
Thursday, about 9:05 to 10:05 AM ET (EDGAR live feed): 20 new Form D and 11 D/A filings, with no Reg A, Form C or C-AR activity. GOA Therapeutics, whose DealMaker-led Reg A offering was qualified on October 13, filed a $225 million Rule 506(c) equity raise with $300,000 sold. Clarion Alternative Sectors Fund updated its notice at $1.18 billion sold to 42 investors, JP Solidarity Impact Fund reported $78.4 million sold, and Pelorus Growth Fund kept a $1 billion Rule 506(c) offering open at $3.58 million sold. Stealth Critical Metals of Houston reported a fully sold $6.5 million round, BlueArc’s Montage Investment series reported $24.9 million from 93 investors, and another 10 small CGF-platform and angel SPV series filed fully sold notices. Offering amounts are maximums, not money raised.
Thursday, about 10:05 to 11:05 AM ET (EDGAR live feed): 17 new Form D and 7 D/A filings, with no Reg A, Form C or C-AR activity. NorthPoint’s two new Kansas City real estate entities reported $1.26 billion sold to 392 investors in a joint first notice, India’s Kedaara Capital Public Markets Fund I reported $160.3 million from 292 investors, and YFM Private Equity of Leeds filed a $180 million fund notice with no sales yet. Woodlock Family Capital updated its hedge fund notice at $112 million sold, Arc24 Credit Offshore at $91.7 million, and Austin tech company Contoro reported $11 million sold toward a $33.2 million round. Another five CGF-platform and Sandlot SPV series filed small notices. Offering amounts are maximums, not money raised.
Thursday, about 11:05 AM to 12:10 PM ET (EDGAR live feed): 14 new Form D and 4 D/A filings, 2 Reg CF progress updates and no Reg A or C-AR activity. GeoPark reported $514.9 million in shares issued as non-cash payment for 95% of Energy Assets International, StartEngine Private Funds filed a new $4.6 million series, and DealMaker-hosted TOKYOPOP and Automated Retail Technologies reported final Reg CF raises of $520,226 and $807,953. Chicago tech company Part II reported a $6.5 million round nearly fully sold to 36 investors, Spandrel Sponsors Fund II updated at $19.9 million sold, and new fund notices came from TRF VII co-investment vehicles, Hedosophia and Quantum Yield Fund with no sales yet. Offering amounts are maximums, not money raised.
GeoPark files a $514.9M Form D for shares issued in an acquisition
Form D (new) · Rule 506(b) · Oil and gas · Equity, business combination · $514.9M sold, non-cash · 1 investor · First sale Oct 30, 2026 · Bogotá, Colombia · Filed Nov 5, 2026
GeoPark Ltd (NYSE: GPRK), the Bermuda-incorporated, Bogotá-based oil and gas producer, filed a Form D on Thursday reporting $514.9 million of common shares issued to a single investor, Panamerican Energy Holdings S.A., under Rule 506(b). The notice says the 42,135,872 shares, valued at $12.22 each, are non-cash consideration for GeoPark USA, LLC’s acquisition of 95% of Energy Assets International, S.A., with no cash proceeds. Chief Financial Officer Jaime Caballero Uribe signed the filing.
Energy is running hotter than the overall market in today’s sector sentiment readings, even as the broader Market Mood Index sits in Anxiety. Because the shares were paid as acquisition consideration, the $514.9 million is a deal value, not fundraising.
NorthPoint's new real estate vehicles report $1.26B sold in a first Form D
Form D (new) · Rule 506(b) · Other real estate · Equity, pooled fund interests · Indefinite offering, $1.26B sold · 392 investors, all accredited · First sale Nov 2, 2026 · Kansas City, MO · Filed Nov 5, 2026
NorthPoint Growth & Income Partners, LP and NorthPoint Real Estate Income Trust, LLC, two Kansas City, Missouri real estate entities formed in 2026, filed a joint first Form D on Thursday reporting $1,260,296,621 sold to 392 accredited investors in an open-ended Rule 506(b) equity offering. The first sale is dated November 2, 2026, and the filing reports no sales commissions or finder’s fees. Nathaniel Hagedorn signed as chief executive officer, with Mark Pomerenke listed as chief investment officer and Jeremy Davis as chief financial officer; the Maryland-organized trust serves as general partner of the partnership.
Real estate is one of only two sectors showing Optimism in today’s sentiment readings, while the overall Market Mood Index sits in Anxiety. A billion-dollar total within days of a first sale and with no placement fees often points to a recapitalization or investor rollover, so treat the number as reported rather than as fresh fundraising.
