Tagged: capital formation

SEC Publishes Report on Access to Capital & Market Liquidity

The Securities and Exchange Commission (SEC), Division of Economic Risk Analysis (DERA), has just published a report addressing the issue of access to capital as well as market liquidity. DERA, the research arm of the SEC, was enlisted by Congress to report on the impact… Read More

Look in the Mirror: Why the Number of Public Companies & IPOs are in Decline

  The decline in the number of public companies in the United States and the decline in the number of initial public offerings (IPOs) that occur each year are widely decried. It is irony that many who bemoan these changes are the very persons who… Read More

Small Businesses Need A Seat At The SEC’s Table

With the recent confirmation of Mary Jo White as Chairman of the SEC and Kara Stein, and Michael Piwowar as SEC Commissioners, the leadership of the SEC is undergoing significant changes that will affect public policy for years to come. It has been argued that… Read More

Takeaways from the SEC Forum on Small Business Capital Formation

The 2012 Forum on Small Business Capital Formation is in the books. Industry leaders met with representatives from the SEC in an effort to build consensus on regulatory recommendations for crowdfunding’s implementation in the US. Although the movement has come a long way, there is… Read More

SEC Forum Considers Obstacles To Small Business Capital Formation

The Securities and Exchange Commission is sending fresh signals that it intends to modify rules governing small private and public companies to give them greater access to capital, but the agency faces a wide range of views on how to balance this against its mandate to… Read More

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