Tagged: sec

Interview: Crowdentials Comments On SEC Proposed Rules

Crowdentials is a service provider that “provides a suite of automated, regulatory compliance solutions” for investors and issuers. We recently caught up with Rohan Kusre, COO and co-founder of Crowdentials, to get his thoughts on the recently proposed rules out of the SEC. Crowdfund Insider:… Read More

Crowdfunding News Roundup: October 29, 2013

The Lane Report | OP-ED: Kent Oyler – Let the 2014 crowdfunding rule games begin Kent Oyler says that initially the cynics are outnumbering the fans when it comes to the SEC’s proposed rules for equity crowdfunding. He postulates that equity crowdfunding will provide a… Read More

Crowdinvesting Site “Return on Change” Launches New Voting Feature for Startups

It’s been an exciting time for entrepreneurs here in the U.S., especially those who are looking to raise capital for their startups. On September 23rd, the SEC lifted the ban on general solicitation and now the crowdinvesting community is patiently waiting for Title III to… Read More

Quoted: Public Comments Coming In On Proposed Rules

As public comments on proposed equity crowdfunding rules begin to become available, here are a selection of interesting quotes from these comment letters. Of course, not all are 100% happy with the proposed rules coming out of the SEC. One very important feedback/comment I would… Read More

Crowdfunding News Roundup: October 28, 2013

Taylor English | Analysis of Crowdfunding Rules Relating to issuers This week we expect many interests in the world of securities to publish their breakdowns of the proposed rules for equity crowdfunding in the United States. We’ll be collecting them throughout the week. Here, law… Read More

SEC Commissioner Aguilar Gives Speech on Stronger Enforcement

In a speech given this past Friday by SEC Commissioner Luis A. Aguilar, the most senior of the SEC’s current batch of commissioners discusses the importance of SEC enforcement and their mandate for investor protection.  Aguilar has been known as the “Enforcement Commissioner”.  He expresses… Read More

Realty Mogul Shares Opinion on Proposed Crowdfunding Rules

Jilliene Helman, founder and CEO of Realty Mogul – a real estate crowdfunding platform – shared her thoughts regarding the proposed rules for crowdfunding for unaccredited investors which was released by the SEC earlier this week.  The proposed rules are subject to a 90-day comment… Read More

Crowdfunding News Roundup: October 25, 2013

Entrepreneur | Successful Crowdfunding Is About More Than Money It is something we say over and over again: crowdfunding is about more than money. Specifically, entrpereneurs and project creators can and should make use of the feedback they get from the crowd to inform their strategies…. Read More

Steve Case Releases Brief Statement on Crowdfunding Rules

The following is a statement by Steve Case, Chairman and CEO of Revolution LLC, on the latest SEC rules on crowdfunding: “I’m pleased that the SEC has taken this step to implement the bipartisan JOBS Act. The rules bring us closer to the day when… Read More

National Crowdfunding Association Comments on SEC Proposal

The National Crowdfunding Association (NLCFA), welcomed the unanimous vote by The Securities and Exchange Commission to issue proposed rules for Investment Crowdfunding under Title III of the JOBS Act. As Commissioner Daniel M. Gallagher stated at the meeting today, “In Title III of the JOBS Act, Congress… Read More

Equity platform RockThePost Expects to be Well Positioned to Accommodate New Regulations

RockThePost CEO Alejandro Cremades contacted Crowdfund Insider with some thoughts on SEC proposed regulations which were released yesterday.  RockThePost is an equity crowdfunding portal which is not presently associated with a Broker / Dealer.  The platform has raised over $17 Million in accredited investor offerings… Read More

On Crowdfunding & SEC Chair Mary Jo White’s Legacy

SEC Chair Mary Jo White, October 23 2013Because of the impact that this rule could have on the market, we have directed the staff to develop a comprehensive work plan to review and monitor the use of the crowdfunding exemption. If the proposal is adopted,… Read More

Regulation C Day; Crowdfunding – The Morning After

(This is First in a Series of Articles Focusing on the Road Ahead to Final Rules and Beyond) Like many others around the country and around the world, I was excited to hear that nearly 19 months after the JOBS Act was signed into law,… Read More

SeedInvest Weighs In On Equity Crowdfunding Proposed Rules

In one statement, equity crowdfunding platform SeedInvest summarized their thoughts on the proposed rules for equity crowdfunding. SeedInvest is thrilled by the SEC’s proposal on equity crowdfunding. “We thank the SEC for referencing our letters (including CFIRA’s) 60 times, for sticking to the original intention of the JOBS… Read More

FINRA Issues Proposed Rules For Crowdfunding Portals

In what is becoming the busiest day in crowdfunding news since the JOBS Act has passed, FINRA has released proposed rules governing funding portal registration. Public comments will be accepted until February 3, 2014. More on this to come… FINRA Release on Proposed Rules Finra… Read More

Rep. Partick McHenry On Today’s Equity Crowdfunding News

“On the heels of another month of anemic job growth, I am encouraged that the SEC unanimously agreed to release equity crowdfunding rules for public comment.  Crowdfunding can unlock private capital and provide opportunities for entrepreneurs and everyday investors to spur economic growth.  To meet… Read More

THEY’RE HERE: SEC’s Proposed Rules For Retail Equity Crowdfunding

The SEC has released proposed rules for Title III retail equity crowdfunding. The 582 page document is going to take a while to digest, but we wanted to share immediately. In related news, publication of these rules to the Federal Register will mark the official… Read More

SEC Proposed Equity Crowdfunding Rules: What We Know

The SEC has provided a fact sheet on today’s proposed rules. As we wait for the official rules to hit the SEC’s web site, here is what we do know about said proposed rules now. Note that most of this information was in the statute itself, so… Read More

Commissioner Gallagher On Equity Crowdfunding, Proposed Rules

Here are Commissioner Daniel M. Gallagher’s comments on proposed rules for equity crowdfunding. I am glad to be able to support today’s proposal, and I want to thank those who have worked so hard to get us to this point.  In particular, I want to… Read More

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