Tagged: title III

On Investment Crowdfunding, Diversification & the Wisdom of the Crowd

Still Time to Fix the Fix Crowdfunding Act One of the cardinal rules of investing is  diversification – a critical ingredient for long-term portfolio growth.  This rule applies with equal, if not greater, force when investing in “Title III Regulation CF Crowdfunding” securities – open… Read More

Video: Christian Catalini Says Title III Crowdfunding Not Likely to Generate the Next Uber

Christian Catalini, a Professor at MIT Sloan School of Managment and one of the leading academics in the crowdfunding sector, recently published a new video sharing his views on the emerging investment crowdfunding sector. Catalini has long followed both the rewards iteration and accredited crowdfunding under… Read More

How to Fix the Fix Crowdfunding Act

Let me begin by saying god bless Congressman Patrick McHenry. He is out there on the front lines actually trying to make a difference and help entrepreneurs and small businesses get off the ground and succeed. Of course, no good deed goes unpunished, and a… Read More

Is the SAFE Not So Safe for Investment Crowdfunding?

Earlier this year, on May 16, 2016, the final portion of the JOBS Act became actionable. The much anticipated Title III provisions and Regulation Crowdfunding (Reg CF) went into effect, marking the official beginning of retail crowdfunding in the United States. While the industry is… Read More

Hacking the Law (Crowdfunding Edition): Concurrent Offerings Part 1

First off, don’t panic. We’re not talking about hacking into computer networks or anything. Legal hacking, or hacking the law, doesn’t involve anything surreptitious. From an organization standpoint, Legal Hackers is an organization originating from Brooklyn Law School and now a global movement with over… Read More

A Personal Perspective on Title III Investment Crowdfunding

“So why did you leave law to pursue crowdfunding?” Over the past couple years, I’ve received this question more than any other.  Prior to starting NextSeed in 2014, I was a lawyer for over 7 years specializing in private equity fund formation and private investments. … Read More

The Top Regulatory Mistakes Being Made by Issuers & Crowdfunding Platforms

General solicitation is growing for securities offerings conducted under Rule 506(c) and Reg A+ Tier II in the US.  A more limited form of general solicitation is also available to issuers participating in offerings pursuant to Title III of the JOBS Act (Crowdfunding).  Issuers may… Read More

What You Can & Cannot Do to Promote a Reg CF / Title III Crowdfunding Offer

Title II and Title IV of the JOBS Act created two different forms of investment crowdfunding. Title II allows issuers to “generally solicit” or advertise securities  sold under this exemption. The catch is that only  accredited investors may purchase these securities.  Title IV of the… Read More

Dan Miller: “We are at the Beginning of a Major Global Shift in the World of Finance & Investment”

Dan Miller, co-founder of Fundrise and founder of Myrtle Grove Ventures, has released a statement saying, “online finance and equity crowdfunding, in particular, will see significant and international growth over the next 10 to 20 years.” Miller highlights Title III of the JOBS Act, also… Read More

SeedInvest Publishes Open Letter Requesting Feedback on “Crowd Note” in Push to Manage Reg CF Hurdles

Title III or Reg CF crowdfunding holds great potential to provide access to capital for smaller companies but also includes multiple shortcomings. The woefully small funding cap and the hobbled rules stapled on by regulators have created a securities exemption that is ok but could… Read More

The Fix Crowdfunding Act. What it Fixes & What it Does Not

In early June, the U.S. House of Representatives, Financial Services Committee, approved the “Fix Crowdfunding Act” bill (HR 4855). Maybe it’s the title of the bill that is misleading, but since then I have seen multiple articles which incorrectly describe what this legislation, if fully… Read More

First Reg CF Offer Funds: The Native Raises $396,500 on NextSeed

Reg CF, created under Title III of the JOBS Act, became actionable on May 16, 2016. Since that time, over 50 companies have signed up to raise capital under the crowdfunding exemption.  Today we have the first issuer to close having achieved its funding goal…. Read More

A New Era for Crowdfunding?

Sites like Kickstarter and Indiegogo have long allowed individuals to support start-ups in exchange for pre-buying a ticket or early prototype of a product, but not for equity.  Accredited investors—with a net worth of over $1 million or who earn over $200,000 a year—have their… Read More

WeFunder: “We are Excited for the Next 6 Months of Regulation Crowdfunding”

WeFunder, an investment crowdfunding platform, has quickly jumped out of the gate to become the leading listing site for Reg CF issuers. Someone recently asked Crowdfund Insider how WeFunder was sourcing so many deals. WeFunder explained they are mainly finding companies the “old-fashioned way”, face to… Read More

Fundrise Co-Founder Dan Miller Provides Update & Insight into Future Projects

Fundrise deserves much credit for being a trailblazer in the real estate crowdfunding sector of finance. Officially launched in 2012, the concept of Fundrise was crafted before the JOBS Act even existed. Entrepreneurs and brothers, Ben and Dan Miller, conceived a plan to allow residents… Read More

SeedInvest Ryan Feit Discusses His Role in Passing the JOBS Act & Title III Rules (Video)

On Tuesday, SeedInvest CEO and co-founder, Ryan Feit sat down with Jason McCabe Calacanis on This Week in Startups to share details about his involvement in passing the JOBS Act and his work on the Title III rules (which went into effect on May 16th). The discussion’s… Read More

SyndicateRoom: It’s Premature to Call Title III Crowdfunding a Disappointment

Tom Britton, SyndicateRoom co-founder and CTO, shared his views on Reg CF, Title III of the JOBS Act, a few days ago. Britton, a US citizen transplanted in the UK, is helping to manage one of the most successful investment crowdfunding platforms in the UK,… Read More

CFIRA Voices Support for the Fix Crowdfunding Act

The Fix Crowdfunding Act (HR 4855) passed the House Financial Services Committee earlier this month with solid bipartisan support. The bill was laser focused on addressing intrinsic shortcomings in Title III of the JOBS Act. While the bill was approved the final text saw several… Read More

SEC Quietly Injects Life Into Title III Crowdfunding Solicitation!

  When it comes to capital formation for SME’s through federal legislation, one can usually count on the North American Securities Administrators Association (NASAA) to do their best to block or narrow any new paths which Congress or the SEC may seek to create.  The… Read More

Way to Go Ohio: Crowdfunding Under Reg CF, Issuer in Ohio Hit with $1100 Fee by Division of Securities

Reg CF, or Title III of the JOBS Act of 2012, is the portion of the law that legalizes retail investment crowdfunding. The new securities exemption was largely designed to provide access to capital to those small companies that are most challenged in finding sufficient… Read More

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