Preparing for (Regulation) D-Day
September 23, 2013, represents an historic milestone for the U.S. securities industry. For the first time since the enactment of federal legislation in 1933, companies will be allowed to publicly solicit investors and advertise the sale of securities without registering the offering with either the… Read More
Read more in: Featured Headlines, General News, Politics, Legal & Regulation, Strategy | Tagged advertising, candace klein, general solicitation, jobs act, ohio division of securities, regulation d, samuel s. guzik, sec, somolend