Search Results for: Reg A+

October 19, 2022 @ 9:48 am By JD Alois  |  

Are you interested in raising up to $75 Million in an online securities offering? Reg A+ (Regulation A) is a securities exemption that received an update under the JOBS Act of 2012. In 2021, the Securities and Exchange Commission improved the exemption even more. Today,… Read More

October 14, 2022 @ 12:37 pm By JD Alois  |  

Exodus Movement (tZERO: EXOD, Securitize Markets: EXOD), the first company to reach the funding cap under Reg A+ – raising $75 million, has scheduled its earnings call for November 9 at 330PM ET. Exodus, a firm that trades a digital security, raised capital from over… Read More

October 14, 2022 @ 10:35 am By JD Alois  |  

Legion M, a media company that aims to have one million investors. has returned to crowdfunding for the 9th time, according to a statement from the company. Legion M has listed a Reg A+ securities offering on StartEngine seeking to raise up to $20.7 million… Read More

October 10, 2022 @ 4:46 pm By JD Alois  |  

StartEngine, a full-stack securities crowdfunding platform, has circulated an email reporting that it has raised more than any other platform under Reg CF and Reg A+ during the third quarter of 2022. Reg CF (Regulation Crowdfunding) is a securities exemption that allows companies to raise… Read More

September 29, 2022 @ 12:08 pm By JD Alois  |  

  Atlis Motor Vehicles, an EV company, listed its shares on the Nasdaq this week trading under the ticker symbol AMV.  One of the most interesting aspects of the initial public offering (IPO) is the fact that Atlis first raised capital under Reg CF as well… Read More

September 22, 2022 @ 6:27 pm By JD Alois  |  

Several weeks back, the SEC Small Business Capital Formation Advisory Committee (SBCFAC) met and discussed secondary transactions for securities issued under Regulation A (Reg A+) as well as Reg CF. Private securities must adhere to various rules for investors to sell a holding creating hurdles… Read More

September 8, 2022 @ 11:43 am By JD Alois  |  

Dalmore Group is a regulated broker-dealer that is very active in the securities crowdfunding sector, helping firms raise money using Reg A+ (Regulation A), Reg CF, as well as Reg D. Dalmore not only enables funding via exempt securities offerings but it also provides secondary… Read More

August 29, 2022 @ 6:56 pm By JD Alois  |  

Boxabl, a pre-fab, modular housing concept that has generated some solid traction on the market, closed its Reg A+ securities offering on StartEngine last Friday. The offering was simultaneously listed on Republic. According to the Reg CF offering page, Boxabl closed at over $24 million… Read More

August 20, 2022 @ 4:17 pm By JD Alois  |  

StartEngine, one of the larger investment crowdfunding platforms in the US, has posted that it raised more money under Reg A+ and Reg CF in July than other top platforms. StartEngine states: “… in July $27.0M was raised under Reg. CF campaigns and $10.3M was… Read More

August 5, 2022 @ 12:18 pm By JD Alois  |  

Last week during the meeting of the SEC Small Business Capital Formation Advisory Committee (SBCFAC), members voted to support improvements to secondary trading of crowdfunded securities – more specifically, to exempt state laws when it comes to the trading of securities under Tier 2 of… Read More

August 2, 2022 @ 7:18 pm By JD Alois  |  

  The Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC) met today to discuss liquidity for certain exempt securities in the form of secondary trading. More specifically, the Committee addressed securities issued under Reg CF (Regulation Crowdfunding) and Regulation A (Reg… Read More

July 28, 2022 @ 6:58 pm By JD Alois  |  

StartEngine, one of the largest securities crowdfunding platforms in the US, has surpassed $5 million in funding for its newest self-crowdfunded offering, according to an email. StartEngine has pursued multiple Reg A+ offerings in recent years to raise growth capital. In total, StartEngine has raised… Read More

June 8, 2022 @ 2:43 pm By JD Alois  |  

Longfin, a Reg A+ issuer that saw its shares trade on the Nasdaq only to later implode, has generated some more collateral damage as an audit firm providing services to the firm has been penalized by the Securities and Exchange Commission (SEC). Back in 2020,… Read More

May 27, 2022 @ 6:33 pm By JD Alois  |  

Reg A+ is one of three exemptions created under the JOBS Act of 2012 that legalized online capital formation or securities crowdfunding. Reg CF (Regulation Crowdfunding) initially allowed issuers to raise just $1.07 million (now $5 million), while Reg A+ allowed firms to raise up… Read More

March 16, 2022 @ 2:28 pm By JD Alois  |  

Exodus, a multi-asset software wallet that aims to make crypto and digital assets easy for everyone, has commenced trading its security on Securitize Markets. Securitize is a digital asset securities firm that operates an Alternative Trading System (ATS). Exodus is a unique digital security. It… Read More

February 14, 2022 @ 3:42 pm By JD Alois  |  

StartEngine, one of the largest securities crowdfunding platforms in the US, has filed a Form 1-A to pursue a Reg A+ offering aiming to raise up to $46 million.  StartEngine had indicated earlier this year its intent to pursue another funding round after completing a… Read More

October 27, 2021 @ 1:13 pm By JD Alois  |  

Shari Noonan, CEO of Rialto Markets, has issued a positive statement on investment crowdfunding while warning of “choppier waters” in the crypto sector and labeling NFTs [Non-Fungible Tokens] ” unregulated securities.” Rialto Markets is a FINRA regulated broker-dealer that offers securities under Reg CF (Regulation… Read More

October 5, 2021 @ 10:42 am By JD Alois  |  

Fig Publishing is a unique investment crowdfunding platform that targets the gaming sector enabling investors the ability to generate income by backing video games. Fig was acquired by Republic in 2020, a leading online capital formation provider, that has expanded its verticals to encompass a… Read More

October 4, 2021 @ 9:00 am By Tony Zerucha  |  

Real estate tech firm reAlpha, which is targeting the $1.2 trillion short-term rental market, is raising up to $75,000,000 pursuant to Regulation A+. reAlpha’s common stock is now available for purchase at a price of $10 per share.  “We’re thrilled to offer Main Street investors… Read More

August 30, 2021 @ 8:03 pm By JD Alois  |  

StartEngine, one of the largest investment crowdfunding platforms in the US, is raising money for itself once again using the Reg A+ securities exemption. StartEngine utilizes several securities exemptions to raise capital online including Reg A+ and Reg CF as well as Reg D (506c)…. Read More